节目

第二章:基金管理人|第24条

主播: 云律声
最近更新: 2025-03-10时长: 01:19
证券投资基金法·2015版
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节目简介

# 违法违规

# 风险控制

# 教育

# 基金管理

The regulation focuses on the management of fund managers, highlighting their compliance with laws and internal governance. If found to be non-compliant or posing risks, the securities regulatory agency can impose corrective actions, including limiting business, restricting dividends, and imposing penalties on personnel. After整改合格, the agency will lift restrictions upon verification.

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